Audience

This session is open to compliance directors, legal and regulatory directors and HR directors from LMA, IUA and LIIBA members organisations only.

Description

The FCA released their policy statement PS25/23 containing amended guidance in December, noting this brings their policy work on non-financial misconduct (NFM) to a close. Their focus will now turn to how firms are tackling NFM in practice.

Following on from the NFM series of workshops delivered across the London insurance market by Padda Consulting in 2025, the IUA, LMA and LIIBA are jointly hosting a 60-minute session, produced by EY.

The session will cover:

• What the rules actually state and what is contained in the recent guidance update.
• What this means in practice for regulated firms and where NFM now sits within the wider regulatory background.
• What can be learned from the banking sector, including case studies.
• How to understand the data collection landscape.

The session will be led by Alex Roy, Director of Financial Services Consulting – Regulatory Insights, EY, with guests including Alex Rae from the EY Regulatory Insights Team and Sandra Healy, CEO and Founder of inclusio.